<?xml version="1.0" encoding="ISO-8859-1"?><article xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance">
<front>
<journal-meta>
<journal-id>0003-2573</journal-id>
<journal-title><![CDATA[Análise Social]]></journal-title>
<abbrev-journal-title><![CDATA[Anál. Social]]></abbrev-journal-title>
<issn>0003-2573</issn>
<publisher>
<publisher-name><![CDATA[Instituto de Ciências Sociais da Universidade de Lisboa]]></publisher-name>
</publisher>
</journal-meta>
<article-meta>
<article-id>S0003-25732010000400002</article-id>
<title-group>
<article-title xml:lang="en"><![CDATA[The improbable metropolis: decentralization, local democracy and metropolitan areas in the western world]]></article-title>
<article-title xml:lang="pt"><![CDATA[A metrópole improvável: Descentralização, democracia local e áreas metropolitanas no mundo ocidental]]></article-title>
</title-group>
<contrib-group>
<contrib contrib-type="author">
<name>
<surname><![CDATA[Lefèvre]]></surname>
<given-names><![CDATA[Christian]]></given-names>
</name>
<xref ref-type="aff" rid="A01"/>
</contrib>
</contrib-group>
<aff id="A01">
<institution><![CDATA[,University Paris-Est Institut Français d’Urbanisme ]]></institution>
<addr-line><![CDATA[Paris ]]></addr-line>
<country>France</country>
</aff>
<pub-date pub-type="pub">
<day>00</day>
<month>00</month>
<year>2010</year>
</pub-date>
<pub-date pub-type="epub">
<day>00</day>
<month>00</month>
<year>2010</year>
</pub-date>
<numero>197</numero>
<fpage>623</fpage>
<lpage>637</lpage>
<copyright-statement/>
<copyright-year/>
<self-uri xlink:href="http://www.scielo.pt/scielo.php?script=sci_arttext&amp;pid=S0003-25732010000400002&amp;lng=en&amp;nrm=iso"></self-uri><self-uri xlink:href="http://www.scielo.pt/scielo.php?script=sci_abstract&amp;pid=S0003-25732010000400002&amp;lng=en&amp;nrm=iso"></self-uri><self-uri xlink:href="http://www.scielo.pt/scielo.php?script=sci_pdf&amp;pid=S0003-25732010000400002&amp;lng=en&amp;nrm=iso"></self-uri><abstract abstract-type="short" xml:lang="en"><p><![CDATA[Metropolitan areas have become the new spatial fix of globalised capitalism. However, their economic strength is not matched by their political strength because metropolitan areas remain politically weak. This article reflects upon the process of building metropolitan areas as political spaces. Considering this process as a conflicting one because it challenges the power of existing players, it seeks to expose the general failure of metropolitan institution building - including most of the south European urban areas - focusing on two elements: on one hand, decentralisation as a process favouring other territorial scales than the metropolitan one, notably the regional and municipal levels; on the other hand, local democracy favouring the municipal and neighbourhood levels but forgetting the metropolitan scale.]]></p></abstract>
<abstract abstract-type="short" xml:lang="pt"><p><![CDATA[As áreas metropolitanas tornaram-se o novo padrão espacial do capitalismo globalizado. No entanto, as suas capacidades económicas não são acompanhadas por uma correspondente capacidade política, mantendo-se politicamente débeis. Neste artigo reflecte-se sobre o processo de construção das áreas metropolitanas como espaços políticos. Considerando tal processo como conflituoso - pois desafia o poder dos actuais agentes -, o texto procura expor a incapacidade global na consolidação de instituições metropolitanas - incluindo na maioria dos territórios urbanos do Sul da Europa - focando duas tendências: por um lado, a descentralização como um processo que tem favorecido outras escalas territoriais que não as metropolitanas, nomeadamente os níveis regional e municipal; e por outro a democracia local, que tem favorecido os níveis municipal e intra-municipal, mas tem igualmente menosprezado a escala metropolitana.]]></p></abstract>
<kwd-group>
<kwd lng="en"><![CDATA[metropolitan areas]]></kwd>
<kwd lng="en"><![CDATA[governance]]></kwd>
<kwd lng="en"><![CDATA[decentralization]]></kwd>
<kwd lng="en"><![CDATA[local democracy]]></kwd>
<kwd lng="pt"><![CDATA[áreas metropolitanas]]></kwd>
<kwd lng="pt"><![CDATA[governança]]></kwd>
<kwd lng="pt"><![CDATA[descentralização]]></kwd>
<kwd lng="pt"><![CDATA[democracia local]]></kwd>
</kwd-group>
</article-meta>
</front><body><![CDATA[ <p><b>The improbable metropolis: decentralization, local democracy and metropolitan areas in the western world</b></p>      <p><b>&nbsp;</b></p>      <p><b>Christian</b><b> Lefèvre*</b></p>      <p><sup>*</sup> Institut Français d’Urbanisme, University Paris-Est, 6-8 Avenue    Blaise Pascal 77455 Marne la Vallée Cedex Paris, France. e-mail: <a href="mailto:lefevre@enpc.fr">lefevre@enpc.fr</a></p>      <p>&nbsp;</p>     <p>Metropolitan areas have become the new spatial fix of globalised capitalism.    However, their economic strength is not matched by their political strength    because metropolitan areas remain politically weak. This article reflects upon    the process of building metropolitan areas as political spaces. Considering    this process as a conflicting one because it challenges the power of existing    players, it seeks to expose the general failure of metropolitan institution    building — including most of the south European urban areas — focusing on two    elements: on one hand, decentralisation as a process favouring other territorial    scales than the metropolitan one, notably the regional and municipal levels;    on the other hand, local democracy favouring the municipal and neighbourhood    levels but forgetting the metropolitan scale. </p>          <p><b>Keywords: </b>metropolitan areas; governance; decentralization; local democracy.</p>          <p>&nbsp;</p>     <p><b>A metrópole improvável: Descentralização, democracia local e áreas metropolitanas    no mundo ocidental</b></p>     <p>As áreas metropolitanas tornaram-se o novo padrão espacial do capitalismo globalizado.    No entanto, as suas capacidades económicas não são acompanhadas por uma correspondente    capacidade política, mantendo-se politicamente débeis. Neste artigo reflecte-se    sobre o processo de construção das áreas metropolitanas como espaços políticos.    Considerando tal processo como conflituoso — pois desafia o poder dos actuais    agentes —, o texto procura expor a incapacidade global na consolidação de instituições    metropolitanas — incluindo na maioria dos territórios urbanos do Sul da Europa    — focando duas tendências: por um lado, a descentralização como um processo    que tem favorecido outras escalas territoriais que não as metropolitanas, nomeadamente    os níveis regional e municipal; e por outro a democracia local, que tem favorecido    os níveis municipal e intra-municipal, mas tem igualmente menosprezado a escala    metropolitana.</p>      ]]></body>
<body><![CDATA[<p><b>Palavras-chave:</b> áreas metropolitanas; governança; descentralização; democracia local.</p>             <p>&nbsp;</p>     <p>&nbsp;</p>     <p>In the most recent literature on economic geography, urban planning, urban    sociology, or political science, metropolitan areas or city-regions are presented    as the new “spatial fix” (Harvey, 1985) of the present period of globalised    capitalism. In other words, metropolisation is viewed as a process very much    connected with globalisation, in which city-regions are advanced as <i>loci</i>    where the most salient societal issues are taking place: economic growth and    wealth, social inequalities, environmental degradation, multi-cultural integration,    and so on. </p>        <p>In her seminal works, S. Sassen (1991) showed      that some cities concentrated headquarters and executive offices of some crucial      international activities, notably in the Finance, Insurance, and Real Estate      sectors, and as such were becoming places of command in the global economy.      She thus identified three “global cities”, London, New York, and Tokyo. Although,      or because, Sassen’s theory has been very much criticised,      it paved the way for a long series of research in the fields of urban economy      and geography. All have subsequently demonstrated the importance of the largest      metropolitan areas for the economic development of the world for various reasons.      A. Scott (1998) has shown that city-regions were attractive for firms because      they provided low transaction costs, and this largely explained their concentration      in metropolitan areas. M. Storper (1997) has stressed the significance of non-market      interdependencies to explain why city-regions were so appealing to business.      P. Veltz (1996) has presented city-regions as places      offering what he called “<i>assurance-flexibilité”</i>      for enterprises and also for individuals, meaning by this expression that      metropolitan areas are attractive because they provide firms and people with      choices, alternatives, and opportunities (in finding jobs, in finding the      appropriate qualified staff, etc.) that no other territories could offer.      All these works were largely corroborated by sophisticated comparative international      data, studies, and rankings produced by P. Taylor’s team in his Globalization      and World Cities Research Network (Taylor, 2003). </p>         <p>In all these works, the political dimension of the metropolisation process    as a new spatial fix of global capitalism is absent either because it is not    taken into consideration or because it is viewed as automatic. For instance,    A. Scott (1998) assumes that once a city-region<sup><a name="top1"></a><a href="#1">1</a></sup>    develops economic agency, political organization will automatically follow in    a rather functionalist way. </p>        <p>If city-regions are relevant and crucial spaces for the production of actions      and policies necessary to deal with most important societal issues (Rodriguez-Pose,      2008), this means they must be governed for these policies to be produced      and implemented. To be governed, they must become political spaces.      </p>        <p>What is a political space? We can define it as a space of involvement of      political, economic, and social players (Cox, 1998) where a legitimate collective      action is produced, an action necessary to address existing issues and orient      the future. Following Boudreau and Keil (2004),      a political space contains three inter-related elements: (<i>i</i>) a political and institutional entity; (<i>ii</i>)      public policies; (<i>iii</i>) modes of social regulation. Regarding city-regions,      by political and institutional entity we mean any political and institutional      structure or arrangement at the metropolitan scale possessing political legitimacy      and responsibilities; by public policies we mean the production of policies      dealing with societal challenges and problems and their implementation at      the metropolitan scale by various actors (states, local governments, or any      other public bodies); by modes of regulation we mean the existence of structures,      arrangements, mechanisms, and instruments at the metropolitan level capable      of producing the mobilisation of actors, creating mediation between actors,      allowing processes leading to the production of collective action at the metropolitan      scale. </p>        <p>The question of city-regions as political spaces is not new. Already in      the 1960s, the “Reformers” (Wood, 1958), considering metropolitan areas emerging      as social and economic spaces notably because of the evolution of transport      and communication technologies, forecast that such an economic and social      “community” should have a political representation. But they assumed this      political representation could not be the “natural” result of the evolution      of societies and cities and as such should be imposed. The history of metropolitan      reforms in the US and in Europe, which is largely a history of failures, proved      they were wrong (Lefèvre, 1998). However, they were      not wrong in their diagnosis (the making of a new political space is not automatic)      but in the way they wanted to create it (i.e. a top-down imposition), because      the making of a new political space is inherently a conflicting process.      </p>        <p>This is indeed the focus point of both the work of Boudreau and Keil and of our own. Boudreau and Keil      apprehend the production of new political spaces as a conflicting process.      For them, “new political spaces are the result of power struggles for constituting      coherence and common objectives” because they challenge already existing political      spaces (the state, the municipality, etc.). As such, the making of city-regions      as new political spaces is the result of conflicts between actors and interests      and by no means the logical result of the economic agency that city-regions      have gained from the process of globalisation. </p>      ]]></body>
<body><![CDATA[<p>In this article, we will carry this idea of political spaces as a conflicting    process in the case of metropolitan areas further by arguing, based on some    empirical evidence from Southern European cities, that not only has the western    experience not attained success in this field, but several present trends work    in other directions. In the first section, we focus on the relationship between    decentralization and the building of metropolitan institutions, showing that    metropolitan areas have been neither the focus nor the target of decentralisation    processes, and consequently have not gained much from this process. In the second    section, we move onto the question of local democracy and show that this process,    too, has not favoured metropolitan areas.</p>     <p>&nbsp;</p>          <p><b>Decentralisation and metropolitan areas</b></p>          <p>The decentralisation processes that can be observed in most European countries    and elsewhere in the world have not favoured metropolitan areas, on the one    hand because they have favoured other territorial scales (regions, provinces,    municipalities) and on the other hand because the building of strong metropolitan    authorities has been impeded by state and local actors.</p>     <p>&nbsp;</p>          <p><b>Decentralisation against metropolitan areas</b></p>            <p>In most European countries, metropolitan areas have been the “forgotten      territories” of decentralisation. Generally speaking, decentralisation laws      and decentralisation processes have transferred responsibilities and resources      to already existing governmental tiers, that is, municipalities and provinces,      and in some countries to regions as well. Although the “metropolitan fact”      has emerged as a strong socio-economic and spatial phenomenon, it has not      had any significant political or institutional responses, as we shall see.      In the UK, decentralisation — understood as a devolution process — has been      given to “peripheral regions” such as Wales, Scotland, and Northern Ireland.      In England, the most important attempt to decentralise at the regional level      was killed off in 2004 when voters in the North-east strongly rejected a referendum      to create a directly elected regional council. Since then, the process has      stagnated, apart from the relative exception of London. But the establishment      of the Greater London Authority (GLA) in 1999 must not be seen as a sign of      decentralisation toward the metropolitan level, mostly because in the British      institutional system, Greater London is indeed a region and the London situation      was seen as a pioneering step toward a more general political regionalisation,      which has not been pursued so far. </p>        <p>Elsewhere the situation is approximately the same. In Germany, the Netherlands,      Belgium, and Scandinavian countries, decentralisation, albeit timid in some      cases, has favoured the regional level (Germany and Belgium) or counties (Scandinavia      and the Netherlands). </p>        <p>The experience of Southern Europe (France, Spain, and Italy) confirms this.      In France, since the first decentralisation laws of the early 1980s, the state      has transferred responsibilities and resources to all local governmental tiers:      regions (created in 1982), <i>départements ,</i>      and municipalities. As a whole the various decentralisation laws have been      very careful to distribute more or less evenly the various transfers of powers      amongst local governments. In this process, metropolitan areas have been “forgotten”      until very recently — 2009 — but so far no significant changes have been made.      Generally speaking, the “metropolitan phenomenon” has been institutionally      — and in rare instances, in public policy making, as well — addressed through      <i>intercommunalités</i>, i.e. the voluntary grouping      of municipalities belonging to the same urban area. The last “<i>intercommunal ”      </i>Act, passed in 1999, established new <i>communautés       urbaines</i> for areas grouping more than 500,000 inhabitants      (hardly a metropolis by international standards), but these structures are      closely politically controlled by municipalities.  </p>        <p>The innovation may come from the last proposal, made in May 2009, by the      Commission Balladur on Territorial Reforms, which proposed establishing eleven      <i>métropoles</i> in the eleven largest urban areas, with      these <i>métropoles</i> being local government authorities      in their own right with their own directly elected councils and significant      responsibilities and fiscal and financial resources. It remains to be seen      whether this proposal will be implemented or will be lost in political debate.      </p>        ]]></body>
<body><![CDATA[<p>There is one major exception to this, the Paris-Île-de-France region, which      is by far the only French metropolis of international ranking. In this territory,      decentralisation has always been less important than in the rest of the country,      and the state has retained major responsibilities and control over the development      of the area. In most recent years, although several laws have transferred      new powers (planning, public transport) to the regional level, the trend seems      to be toward a “return of the State,” with reforms pushing toward a re-centralisation,      one good example of this being the establishment of a “ministry for the capital      region” in 2008. </p>        <p>In Spain, the decentralisation process has greatly benefited regions, the      “autonomous communities”, to the extent that it is today a quasi-federal country.      However, the downward pursuit of decentralisation has not benefited the metropolitan      areas, on the contrary. To start with, one of the first actions taken by the      Spanish regions was to abolish the existing metropolitan authorities, established      during the Franco period. Thus, the Basque region abolished the <i>Metropolitan      Corporacion</i> of Bilbao in 1980, the Valencia      region got rid of the <i>Corporacion</i> of Gran      Valencia in 1986, and one year later the <i>Generalitat       de Catalunya</i> eliminated the Metropolitan Authority      of Barcelona. None of those metropolitan structures were replaced by democratically      elected institutions of the same dimension. Second, the next step in Spanish      decentralisation that is pursuing decentralisation processes below the regional      level, the so called “<i>pacto  local</i>”,      has not taken metropolitan areas into consideration. Although with great difficulties      and conflicts, this process has benefited municipalities and not the urban      area as a whole. Finally, the most recent laws and national reflections dealing      with cities (the 2003 Act for large cities and the 2005 local government white      paper) hardly consider the metropolitan scale, except for the white paper      suggestion of establishing “metropolitan agreements” on a voluntary basis.      In fact, the 2003 Act was more interested in strengthening the powers of central      cities than addressing the metropolitan issue. </p>      <p>In Italy, decentralisation has been following a very long and hectic path but    has benefited all traditional local government tiers, from the regions, established    in the 1970s, to the provinces and the municipalities. The process has been    and still is rather confusing but, once again, metropolitan areas have not been    favoured. On the one hand, it is true that the Italian constitution introduced    “metropolitan cities”, i.e. metropolitan authorities, as parts of the Italian    Republic, thus giving metropolitan areas a constitutional legitimacy. But, on    the other hand, these “metropolitan cities” do not exist. Indeed, their establishment    has been on and off the political agenda for about two decades now (since the    1990 142 Act) but none have been formed, as we shall see in the next section.    In the late 1990s, Italy was heading toward regional level federalism and part    of the political elite seriously envisaged the formation of a national senate    body composed of only regions and metropolitan cities. This would have given    the metropolitan areas strong political recognition but did not happen for several    reasons, among them the political turmoil of this period and the opposition    of traditional local governments like the municipalities and in some cases provinces.    As a result, those institutions which benefited from decentralisation laws (such    as the Bassanini laws of the late 1990s) were those already existing, regions,    provinces, municipalities, and not the metropolitan areas.</p>     <p>&nbsp;</p>          <p><b>The failure of building metropolitan authorities</b></p>            <p>In Europe — although the situation is similar elsewhere in the world —      there have been many attempts to build metropolitan authorities, that is,      local government units covering more or less the urban area and benefiting      from political legitimacy with significant and adequate responsibilities and      resources (Sharpe, 1995). By and large, they have not met any real success      (Lefèvre, 1998, 2008 and 2009) and in most “successful” cases,      these authorities have been weak. At least three major reasons explain this.      First, states have been unwilling to decentralise at that level because they      have been and remain afraid about establishing strong political counter-powers      to their authority. This is all the more the case when dealing with metropolitan      areas which are at the same time the capitals of their respective countries      (Lisbon, London, Paris). Second, generally speaking, local governments belonging      to the metropolis have opposed the establishment of such authorities also      out of fear of losing powers and having actions and policies imposed by those      metropolitan bodies. Third, when these authorities have been established,      they have encountered the rivalry of central cities which have been able to      significantly reduce their juridical powers. We illustrate this in the following      section by focusing on Southern European countries (France, Italy, Portugal,      and Spain). </p>        <p>France may be described as the “good pupil” of metropolitan government      because — with the important exception of the Ile-de-France area — all major      big cities possess their own metropolitan authorities: the <i>communautés       urbaines</i> for the largest and the <i>communautés  d’agglomération</i>      for those with between 50,000 and 500,000 inhabitants. In this article, we      focus on the largest urban areas.  </p>        <p>The eight largest cities (Lille, Lyon, Marseille, Nice, Strasbourg, Bordeaux,      Nantes, and Toulouse) are all covered by a <i>communauté       urbaine</i>. Such a body is a grouping of municipalities      (a grouping imposed by the State in Bordeaux, Lille, Lyon, and Strasbourg      at the end of the 1960s, on a voluntary basis for the others) which by law      has responsibilities for most policy sectors of metropolitan interest (public      transport, economic development, planning, waste management, etc.) and financial      and fiscal resources of its own to carry out these responsibilities. In theory,      <i>communautés  urbaines      </i>can be considered strong metropolitan authorities. When looked at closely,      the situation is different.  </p>         <p>First in terms of their geographical scale, most <i>communautés urbaines</i>    do not cover their real functional areas (measured by daily trip patterns for    instance), the reason being that most of them were established at the end of    the 1960s and have not expanded their territorial range since, although urbanisation    was already taking place in that period. Second, in political terms, municipalities    belonging to the same metropolitan area, whatever their political partisanship,    have agreed to limit the powers of those authorities and have been able to do    so because they control the boards of the <i>communautés</i>, very often dominated    by the central city. The rule has been that the <i>communautés</i> should not    impose any decision or policies on a single municipality. As a result, until    very recently, the <i>communautés</i> have been politically very weak and have    not been able to produce and implement metropolitan policies in most cases.    This situation has been constantly denounced by several national reports and    reviews (Dallier, 2006) accusing municipalities of getting together more to    benefit from central government financial help<a name="top2"></a><sup><a href="#2">2</a></sup>    than to work collectively. One of the most illustrative examples of such a failure    is the Marseille metropolitan area situation, where, although this area is functionally    completely integrated, it is “administered” by no less than 4 <i>communautés</i>,    each controlled by a central city (the most important being Marseille itself)    and each pursuing its own strategy and its own policies. </p>        <p>In Spain, as we have seen, metropolitan corporations were abolished in      the 1980s and have not been replaced by metropolitan authorities since. True,      the <i>Corporacion  Gran Valencia</i> was      replaced in 1986 by the Metropolitan Council of the Horta,      a much less powerful body, but this council was also abolished in 1999. In      Barcelona, the <i>Corporacion</i> was replaced in      1988 by a <i>Mancomunidad ,</i> i.e. a joint      authority grouping 31 municipalities essentially in the domains of urban planning      and land protection. This body is very weak and is chaired by the city of      Barcelona like other smaller structures such as the Metropolitan Transport      Entity. Essentially, the metropolitan area of Barcelona has no metropolitan      authority (but see the next section). </p>        ]]></body>
<body><![CDATA[<p>The same can be said of all the largest Spanish urban areas with the exception      of Madrid. Indeed, Madrid may be the only large world city with a metropolitan      government in its own right. However, this metropolitan authority — the Autonomous      Community of Madrid, the CAM — was established… by chance. The creation of      the CAM in the early 1980s was the result of a political compromise between      the young political parties of that period, since Madrid was neither      a natural nor an historical region of Spain. The compromise was to set up      a new region which would cover the municipality of Madrid and what was left      from the establishment of the surrounding regions (Castilla La Mancha, Castilla y León).      In that compromise, the idea of giving Madrid an institution covering the      functional area never came about. It is thus by chance that the Madrid metropolitan      area got a regional body which in the long run proved large enough to envelop      the growing metropolitan area, and since in the “State of Autonomies”, Spanish      regions are strong institutions, almost federated states in federal countries,      the Madrid area got a strong metropolitan authority (Rodriguez-Alvarez, 2002).      </p>        <p>In Italy, the issue of metropolitan government was directly tackled by      Act 142 in 1990. In this Act, <i>citta  metropolitane</i> (CM) were envisaged for the ten largest      urban areas. CM would be new local government units, covering the whole urban      area and possessing area-wide competences (public transport, planning, urban      development, physical networks, etc.). They would be administered by directly      elected councils. Act 142 envisaged the merger of small municipalities within      the respective metropolitan areas as well as the splitting up of central cities      and the substitution of provinces covering these major urban areas with the      new <i>citta  metropolitane</i>.      </p>        <p>Considering the direct attack against local governments and notably central      cities and in some instances provinces, it is no wonder that Act 142 was never      implemented. Several attempts were made, the most innovative in Bologna (Jouve      and Lefèvre, 1996), but none succeeded and Italian      cities still do not possess <i>citta  metropolitane,</i>      after about two decades of Act 142. The failure of Act 142, as far as the      building of metropolitan authority is concerned, is largely due to the opposition      of central cities and provinces, which strongly resisted the implementation      of CM on the very grounds that this implementation would mean their total      disappearance. For instance, Milan was to be split up into ten new municipalities      and Bologna into seven. Although this process was supported for a while by      the municipality of Bologna but for very specific reasons (Jouve and Lefèvre, 1996), it was      strongly rejected by the city of Milan. In other metropolitan areas, the idea      of building CM did not even go through a debate stage.  </p>        <p>Special mention must be made of the capital, Rome. Although concerned with      142 Act, no CM was established for that territory either, in spite of various      proposals made by the central city, notably during Veltroni’s      mandates. However, in 2001, the Italian government inscribed the issue of      metropolitan governance of the Capital into the Constitution. Since then,      nothing has happened due to the opposition of the Regional and Provincial      councils. However, things began moving again in late 2008 with the creation      of various local and national working groups and commissions in charge of      debating and implementing the <i>Citta  metropolitana per Roma capitale</i>      and the declared willingness of Central Government to go ahead with such an      initiative. It remains to be seen whether these moves will be sufficient to      establish such a metropolitan authority. </p>      <p>Finally, in Portugal, although the urban areas of Lisbon and Porto have had    metropolitan governments since the early 1990s, these are relatively weak. They    are weak because their political legitimacy resides largely in the member-municipalities,    which control both the metropolitan authority’s council and its executive (e.g.    the <i>junta</i> is composed of the presidents of the member-municipalities).    In that context, central cities have resources to oppose metropolitan interests,    as is the case in the capital (Nunes Silva and Syrett, 2006). They are also    weak because the state remains in charge of several significant domains, among    which are transport, economic development, and planning.</p>     <p>&nbsp;</p>          <p><b>Building metropolitan government by governance: uncertain “success”</b></p>            <p>Faced by the abolishment of metropolitan authorities and/or the incapacity      of political systems to establish any such structure, some urban areas (Barcelona,      Bilbao, Bologna, Florence, Turin, and Venice, amongst others) have launched      experiments based on “procedural policies” (Duran and Thoenig, 1996). These undertakings seek the establishment      of metropolitan forms of government via a complex process of coalition building      and project elaboration through specific instruments and arrangements. Strategic      planning has very often been the policy domain used to monitor these processes.      In Europe, the two emblematic cases of such experiences are Barcelona and      Turin, but it remains to be seen whether these have been successful, because      for the time being both Barcelona and Turin are still waiting for a metropolitan      authority to emerge. </p>        <p>Barcelona is very famous in the world for its pioneering role as a “strategic      city”. The first strategic plan was indeed launched in 1988 in preparation      for the 1992 Olympic Games. It was followed by two other plans which had only      a municipal dimension. In 2000, the first metropolitan strategic plan was      approved; it concerns the metropolitan area of Barcelona (AMB), more than      3 million people spread out over 31 municipalities. The metropolitan strategic      plan is not a master plan but more an “orientation” that has set guidelines      for the development of the whole area. It is “managed” by a complex structure      made up of a General Assembly composed of all the major actors of the metropolis      (about 300 members including the chamber of commerce, universities, the city      of Barcelona and the 30 other municipalities, the joint authorities, banks,      business associations, unions, cultural associations, and foundations) and      an executive commission of 30 people, representing the most important stakeholders,      in charge of plan administration. This commission is assisted by several committees      and working groups whose missions are: (<i>i</i>)      to feed the plan with reflections and data; (<i>ii</i>) to ensure that the      plan is linked with sectoral plans (transport, environment,      land use, housing, etc.) and existing procedures of cooperation. This complex      arrangement is chaired by the Mayor of Barcelona and is used as a tool to      mobilise the whole metropolitan society. It is through this mobilisation and      this “organisational engineering” that political actors can “govern” the metropolitan      area. </p>      <p>In many ways, the situation is similar in Turin. Here also, there has been    a first strategic plan approved in 2000 and a second one in 2006. These two    plans cover the whole metropolitan area and are managed by a structure comparable    with that of Barcelona: the “metropolitan assembly” is composed of 122 members    (the suburban municipalities, the central city, the province, business associations,    chamber of commerce, unions, cultural foundations, etc.). An executive committee    of ten persons ensures day-to-day decision making and a specific agency, <i>Torino    Internazionale,</i> is in charge of day-to-day plan administration. Both the    assembly and the committee are co-chaired by the Mayor of Turin and the President    of the province. However, one single feature differs significantly from the    Barcelona experiment. In the case of Turin, the building of a metropolitan government    as an institution has been one of the aims of strategic planning. To this purpose,    a metropolitan conference composed of the 39 municipalities and the province    was established in 2000. The idea was to use the strategic planning process    as a feeder for a metropolitan development project, this process resulting in    the establishment of a metropolitan authority, of the <i>citta metropolitana</i>    type, for instance. So far, the process is still on but no significant moves    toward the building of such an authority are to be seen and the creation in    2007 of a “metropolitan table” composed of 17 municipalities may only be interpreted    as a setback.</p>     ]]></body>
<body><![CDATA[<p>&nbsp;</p>          <p><b>Local democracy and metropolitan areas</b></p>          <p>Local democracy considered as the development of institutional arrangements    to enhance the involvement and participation of citizens and civil society in    local affairs has significantly expanded in recent decades in Europe. Presented    almost everywhere as a sign of a more politically vibrant society and an instrument    that allows us to address existing problems more successfully, local democracy    can nevertheless be questioned in its relationship with the process of metropolisation.    In other terms, the modalities of local democracy development may be analysed    as being at odds with the making of metropolitan areas as political actors.</p>     <p>&nbsp;</p>          <p>The development of local democracy in Europe</p>            <p>Local democracy usually is pursued through two types of instrument: (<i>i</i>) the making of infra-municipal institutions; (<i>ii</i>)      the direct involvement of citizens through the procedures of referendum and      initiatives and the establishment of neighbourhood councils. Both instruments      have been used and developed in European countries.</p>        <p>In many metropolitan areas, infra-municipal institutions have been created      in the last decades. Although they may vary in their responsibilities, political      legitimacy, and resources, they have emerged in almost every country. For      instance, one finds 12 <i>bezirke</i> in Berlin,      15 <i>stadsleden</i> in Amsterdam, 21 <i>districtos</i> in Madrid, 19 <i>municipi</i>      in Rome, and 20 <i>arrondissements</i> in Paris.      These institutions are generally administered by locally elected councils      and receive their budget from their municipality. In more recent years, they      have spread over many more cities, but one common element is the fact that      they are usually limited to the central cities of the largest urban areas.      </p>        <p>In addition to these institutions at the infra-municipal level, many countries      have set up other structures aiming at the direct involvement of inhabitants      but usually on a smaller scale, a type of neighbourhood council. One finds      this type of council in many Italian cities, in some London boroughs such      as Tower Hamlets and Islington, in Copenhagen, and more recently in France      in all municipalities with over 80,000 inhabitants, as this is made mandatory      by the 2002 Act on “democracy of proximity”. Generally, these bodies are politically      weak, partially appointed by the municipality, and have no decision making      capacity because they are essentially consultative. </p>        <p>Finally, the procedures of local referenda and initiatives, once restricted      to a few countries like Switzerland in Europe or the United States, have proliferated      in Europe in the recent period. In Germany, all <i>Lander</i> have now introduced      these measures into their constitutions. In Italy and the Netherlands, these      instruments are ever more commonly used at the local level. Even in countries      that have traditionally been the bastions of representative democracy and      that have opposed these procedures, such as France, local referenda and initiatives      have been made not only legal but have been given a decision making character      in some specific cases. In France, local referenda were legalised in 1992,      and the 2003 and 2004 Acts have made them decisional (hence, when the referendum      is approved, it becomes law). </p>      <p>If the development of local democracy instruments can be regarded as theoretically    positive because it enhances the involvement of citizens and thus contributes    to making municipalities more democratic, the question remains as to the political    existence of the metropolitan scale and territory in that context.</p>     ]]></body>
<body><![CDATA[<p>&nbsp;</p>          <p><b>Local democracy against the Metropolis?</b> </p>            <p>The vast majority of local democracy instruments established in the recent      period have not focused on the metropolitan level. By and large they have      favoured smaller scales to the extent that it may be argued that they have      politically strengthened non-metropolitan territories and in some instances      have been used against the political recognition of the metropolitan area.      </p>        <p>First, one major result of the development of these forms of local democracy      has been the strengthening of infra-municipal territories. Certainly, this      is at the same time logical and inevitable since these local democracy instruments      have been created for that purpose. However, the impact of the strengthening      of infra-municipal territories on the metropolitan level is ambiguous and      must be made clearer.  </p>        <p>On the one hand, it is possible to argue that the strengthening of infra-municipal      territories is an obstacle to the emergence of the metropolis as a political      actor because these infra-municipal territories will tend to use their new      powers and resources to get more autonomy from their municipality and above,      from the metropolitan area, and at the same time because they contribute to      increasing political and institutional fragmentation. The Berlin and Rome      cases are good examples of such a situation because <i>bezirke</i>      and <i>municipi</i> have constantly gained powers      and resources over the years to the extent that they have been able to challenge      the power of the central city, and in the case of      Berlin to isolate themselves from it (Röber and      Shröter, 2007). In Rome, it is expected that the <i>municipi</i> will become municipalities in their own right      in the framework of a possible <i>città  metropolitana</i>. </p>        <p>Of course, the political development of infra-municipal territories is      not automatically synonymous with autonomisation      or the separation from the central municipality as long as metropolitan counter-forces      and instruments are established in order to preserve the whole. But these      counter-forces or instruments are not to be seen in the various institutional      reforms, and therefore the risk is high of further fragmentation and autonomy      due to the use of powers and resources given by decentralisation and local      democracy instruments to infra-metropolitan bodies. </p>        <p>One good example of such a risk is given by the many referenda that have      been used to secede from the central city or to oppose the establishment of      metropolitan authorities. </p>        <p>The country in which local referenda have been most widely used on the      issue of metropolitan government has been the United States. For several decades,      citizens of many metropolitan areas have been asked to approve or to oppose      the establishment of metropolitan authorities. In general, they have opposed      such a creation, which partially explains the very small number of US metropolitan      areas that possess some sort of metropolitan government.  </p>        <p>However, the United States is not the only country where such a situation      has occurred. In Europe as well, local referenda have been used to reject      metropolitan governments. One can mention the largely negative referenda on      the establishment of “city-provinces” in Amsterdam and Rotterdam in 1995.      One can also cite the negative referendum regarding the merger of the <i>Lander</i>      of Brandenburg and Berlin in 1996, which would have allowed the setting up      of a <i>de facto</i> metropolitan <i>Land</i> over the Berlin area.      </p>        <p>To be fair, the successful referendum over the creation of the Greater      London Authority (GLA) in 1999 must also be mentioned, but this positive result      needs to be judged with caution because the London situation is very peculiar;      firstly, because it is the only metropolis that has had a metropolitan authority      for a long time (the London County Council was created in 1889, it was then      followed by the Greater London Council, abolished in 1986). Thus, the establishment      of the GLA was only somewhat a “return to the past”, to a situation that Londoners      had known for quite a while; secondly, because London has no central city      and the conflicting relationships between the center and the periphery have less institutional grip there      than in other metropolitan areas.  </p>        ]]></body>
<body><![CDATA[<p>Local referenda have also been used to secede from existing municipalities,      usually central cities, which is both constitutionally possible in the United      States and generally accepted by state legislatures. For example, in the 1980s,      West Hollywood seceded from Los Angeles. In 1993, the voters of Staten Island,      one of the five boroughs of New York, approved their secession from the city,      although this secession was later rejected by the state. Several attempts      have been tried in Los Angeles in the decade after 2000. </p>        <p>This phenomenon of secession from municipalities or even metropolitan authorities      has been experienced in other countries as well, with relative success. One      may mention the successful referendum in Montreal in 2003, which allowed the      newly merged municipalities into the Metropolitan city of Montreal to “de-merge”,      which some of them have done. One may also point out the various unsuccessful      referenda asking the voters of Mestre to secede      from the municipality of Venice (Italy) in recent years.  </p>      <p>All these examples are pointed out not to conclude that the development of    local democracy, <i>per se</i>, runs counter to the political emergence of metropolitan    areas, but to stress the risk that this development may incur as long as local    democracy measures and instruments do not take the metropolitan scale into consideration,    measures and instruments that would act as counter-forces to the elements of    “nimbysm” or localism that local democracy inevitably bears. It is also arguable    that such situations have not been frequent because in Europe, contrary to the    United States, national constitutions usually do not grant such “secessionist”    powers to citizens.</p>     <p>&nbsp;</p>          <p><b>Conclusion</b></p>          <p>The making of metropolitan areas as political spaces is a conflict-laden process,    as we have seen. In this article, we have focused on two major obstacles preventing    such a process from succeeding: the opposition of political-institutional actors    such as the state and local governments in their use of decentralisation and    the ways local democracy is developing and practised, at least in Europe and    North America. However, coming back to the inter-related elements necessary    for a political space to exist according to Boudreau and Keil (2004), the importance    of other actors such as business and civil society should be mentioned, although    the attempts of Barcelona and Turin described above may be interpreted with    caution.</p>     <p>&nbsp;</p>          <p><b>References</b></p>            <p>Boudreau, J.-A. and Keil, R. (2004), “In search of      a new political space? City-regional institution-building      and social activism in Toronto”. Paper presented at the <i>Annual      Meeting of the Association of American Geographers,</i> Philadelphia, March 15-19. </p>        <!-- ref --><p>Cox,      K. (1998), “Spaces of dependence, spaces of engagement and the politics of      scale”. <i>Political Geography, </i>17(1), pp. 1-23.  &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;[&#160;<a href="javascript:void(0);" onclick="javascript: window.open('/scielo.php?script=sci_nlinks&ref=000082&pid=S0003-2573201000040000200001&lng=','','width=640,height=500,resizable=yes,scrollbars=1,menubar=yes,');">Links</a>&#160;]<!-- end-ref --><p>Dallier,      P. (2006), <i>Rapport d’information sur l’intercommunalité à fiscalité propre,</i> n.° 193, Paris, Sénat. </p>        <p>Duran,      P. and Thoenig, J. C. (1996), “L’état      et la gestion publique territoriale”. <i>Revue Française de Science Politique,</i> 46(4), pp. 580-623. </p>        <p>Harvey,      D. (1985),<i> The Urbanization of Capital, </i>Baltimore,      Johns Hopkins University Press. </p>        <p>Jouve, B. and Lefèvre,      C. (1996), “Dynamiques institutionnelles      et culture politique territoriale: la cité métropolitaine de Bologne”. <i>Revue      Française de Sociologie,</i>      37(3), pp. 369-396. </p>        <p>Lefèvre, C. (1998),      “Metropolitan governement and government in western      countries: a critical review”. <i>International Journal of Urban and Regional      Research,</i> 21(4), pp. 9-25. </p>        <p>Lefèvre, C. (2008),      “The democratic governance of metropolitan areas: international experiences      and lessons for Latin American cities”. <i>In</i> E. Rojas <i>et al., Governing the Metropolis, </i>David Rockefeller Center      for Latin American Studies, Harvard University, pp.      137-192. </p>        <p>Lefèvre, C. (2009), <i>Gouverner       les métropoles,</i> Paris,      LGDJ-Dexia. </p>        <p>Nunes Silva, C. and Syrett, S. (2006), “Governing Lisbon: evolving forms of city      governance”. <i>International Journal of Urban and Regional Research,</i>      30(1), pp. 98-119. </p>        <p>Röber, M. and Shröter,      E. (2007), “Governing the capital: comparing institutional reform in Berlin,      London and Paris”. <i>In</i> R. Hambleton and J.      Gross (eds.), <i>Governing Cities in a Global Era: Competition, Innovation,      and Democratic Reform,</i> New York, Palgrave MacMillan, pp. 33-43.      </p>        <p>Rodriguez-Alvarez, J. M. (2002), “Madrid&nbsp;: le pilotage politique par la région”. <i>In</i>      B. Jouve and C. Lefèvre      (eds.), <i>Métropoles  ingouvernables:      les villes européennes      entre globalisation et décentralisation,</i>      Paris, Elsevier, pp. 107-124. </p>        ]]></body>
<body><![CDATA[<p>Rodriguez-Pose,      A. (2008), “The rise of the ‘city-region’ concept and its development policy      implications”. <i>European Planning Studies, </i>16(8),      pp. 1025-1046. </p>        <p>Sassen, S. (1991),<i> The Global City</i>, <i>New York, London, Tokyo,</i>      Princeton, Princeton University Press. </p>        <p>Scott,      A. (1998),<i> Regions and the World Economy: The Coming Shape of Global      Production, Competition, and Political Order,</i> Oxford, Oxford University      Press. </p>        <p>Sharpe,      L. J. (1995), <i>The  Government of World Cities:      the Future of the Metro Model,</i> Chichester, John Wiley &amp; Sons.      </p>        <p>Storper, M. (1997),      <i>The  Regional World: Territorial Development in a      Global Economy,</i> New York, Guilford Press. </p>        <p>Taylor,      P. (2003), <i>World City-Network,</i> London, Routledge.      </p>        <p>Veltz, P. (1996), <i>Mondialisation , villes      et territoires,</i> Paris, PUF.      </p>      <p>Wood, R. (1958), “The new metropolis: green belts, grass roots or gargantua”. <i>American  Political Science Review,</i> 52, pp. 108-122.</p>      <p>&nbsp;</p>      <p><b>Notes</b></p>      ]]></body>
<body><![CDATA[<p><sup><a name="1"></a><a href="#top1">1</a></sup> In this article, city-regions    and metropolitan areas refer to the same space and scale. For a presentation    and a discussion of the various expressions used to define these spaces and    scales, see Rodriguez-Pose (2008).</p>     <p><sup><a href="#top2">2</a></sup> <a name="2"></a>When municipalities form a    joint authority with its own fiscal resources (which is the case of <i>communautés    urbaines)</i>, the State gives this joint authority a significant financial    bonus.</p>          ]]></body>
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